I(a) Statement showing Shareholding Pattern of Indiabulls Financial Services Limited as on 31.12.2007

Categroy Code Category of shareholder Number of shareholders Total number of shares Number of shares held in dematerialised form Total shareholding as a percentage of total  number of shares
          As a percentage of (A+B) As a percentage of (A+B+C)
A Shareholding of promoter and promoter group          
1 Indian          
(a) Individual/Hindu Undivided family
3
68713425
65116685
30.89
27.11
(b) Central  Government/state government
0
0
0
0.00
0.00
(c) Bodies corporate
0
0
0
0.00
0.00
(d) Financial institutions
0
0
0
0.00
0.00
(e) Any other (specify)
0
0
0
0.00
0.00
  Sub Total (A) (1)
3
68713425
65116685
30.89
27.11
2 Foreign          
(a) Individuals( Non resident individuals/Foreign individuals)
0
0
0
0.00
0.00
(b) Bodies corporate
0
0
0
0.00
0.00
(c) Institutions
0
0
0
0.00
0.00
(d) Any other (specify)
0
0
0
0.00
0.00
  Sub Total (A) (2)
0
0
0
0.00
0.00
  Total A=A(1)+A(2)
3
68713425
65116685
30.89
27.11
(B) Public shareholding          
1 Institutions          
(a) Mutual funds / UTI
33
6073278
6073278
2.73
2.40
(b) Financial Institutions/Banks
4
87600
87600
0.04
0.03
(c) Central Government/State Government
0
0
0
0.00
0.00
(d) Venture Capital Funds
0
0
0
0.00
0.00
(e) Insurance Companies
0
0
0
0.00
0.00
( f) Foreign institutional investors
175
86974714
86974714
39.10
34.32
(g) Foreign Venture Capital investors
0
0
0
0.00
0.00
(h) Any other (specify)          
  Other Foreign Entities
3
31475000
3100000
14.16
12.42
  Sub Total (B) (1)
215
124610592
96235592
56.03
49.17
2 Non Instituions          
(a) Bodies Corporate
1410
4949791
4949791
2.23
1.95
(b)(I) Individuals shareholders holding nominal share  capital up to Rs. 1 lac
43489
6824268
6038669
3.07
2.69
(b)(ii) Individuals shareholders holding nominal share capitalin excess of  Rs. 1 lac
15
5240092
2742052
2.36
2.07
(C) Others          
  Non-Residend Indians
518
252934
252934
0.11
0.10
  Overseas Corporate Bodies
2
11085900
6759381
4.98
4.38
  Clearing Members
390
737281
737281
0.33
0.29
  Sub Total (B) (2)
45824
29090266
21480108
13.08
11.48
  Total  (B)= (B1) +(B2)
46039
153700858
117715700
69.11
60.65
  Total (A)+(B)
46042
222414283
182832385
100.00
87.76
(C ) Shares held by custodians and against which Depository Receipts have been issued
1
31012706
31012706
 
12.24
  Grand Total (A) +(B)+( C)
46043
253426989
213845091
 
100.00

 
 
(I)(b) Statement showing Shareholding of persons belonging to the category "Promoter and Promoter Group"

Sr. No. Name of the shareholder Number of shares Shares as a percentage of total number of shares { i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above}
1 Sameer Gehlaut
34171089
13.48
2 Rajiv Rattan
17330253
6.84
3 Saurabh Mittal
17212083
6.79
  Total
68713425
27.11

 
 
(I) (c)Statement showing Shareholding of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No. Name of the shareholder Number of shares Shares as a percentage of total number of shares ( I.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above
1 OBERON LIMITED 11500000 4.54
2 MERRILL LYNCH CAPITAL MARKETS ESPANA S.A. S.V. 9946532 3.92
3 FARALLON CAPITAL PARTNERS, L.P. 9937500 3.92
4 LNM INDIA INTERNET VENTURES LIMITED 8541479 3.37
5 CITIGROUP GLOBAL MARKETS MAURITIUS PRIVATE LIMITED 7926629 3.13
6 CLSA (MAURITIUS) LIMITED 6895175 2.72
7 GOLDMAN SACHS INVESTMENTS (MAURITIUS) I LIMITED 6459256 2.55
8 SMALLCAP WORLD FUND, INC 6193648 2.44
9 MORGAN STANLEY MAURITIUS COMPANY LIMITED 3853593 1.52
10 DEUTSCHE SECURITIES MAURITIUS LIMITED 3680341 1.45
11 TRANSATLANTIC CORPORATION LTD. 2634421 1.04
  Total 77568574 30.6

 
  (I) (d)Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked in shares Locked in Shares as a percentage of total number of shares { i.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above}
1 Sameer Gehlaut
5250000
2.07
2 Rajiv Rattan
10500000
4.14
3 Saurabh Mittal
5250000
2.07
  Total
21000000
8.29

 
 
(II) (a)Statement showing details of Depository Receipts (DRs)
Sr. No. Type of outstanding DRs (ADRs,GDRs,SDRs Number of outstanding DRs Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e. ,Grand Total (A)+(B)+(C ) indicated in statement at para (I)(a) above}
1 GDRs 31012706 31012706
12.24
  Total 31012706 31012706
12.24
 
  (II) (b)Statement showing holding of Depository Receipts (DRs), where underlying shares are in excess of 1% of the total number of shares
Sr. No. Name of the DR holder Type of outstanding DRs(ADRs, GDRs,SDRs etc.) Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares { i.e., Grand Total (A)+(B)+(C ) indicated in statement at para (I)(a) above}
1 Deutsche Bank Trust Company Americas GDRs
31012706
12.24
  Total GDRs
31012706
12.24

 

 
 
For Indiabulls Financial Services Limited